Form 4 for XYZ Block, Inc.
Accepted 2022-11-18 00:00:00 ET · period of report 2022-11-16 · accession 0001209191-22-057940 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-18 | 2022-11-16 | XYZ | Henry Alyssa | Square Lead | S - Sale | $71.71 | -30.8K | 433.2K | -7% | -$2.21M |
| D | 2022-11-18 | 2022-11-15 | XYZ | Henry Alyssa | Square Lead | A - Grant | $73.38 | +2 | 422.6K | +0.0% | +$146.76 |
| D | 2022-11-18 | 2022-11-16 | XYZ | Henry Alyssa | Square Lead | C - Cnv Deriv | $0.00 | +30.8K | 453.4K | +7% | $0 |
| DM | 2022-11-18 | 2022-11-16 | XYZ | Henry Alyssa | Square Lead | M - OptEx | $0.00 | 0 | 30.8K | New | $0 |
| D | 2022-11-18 | 2022-11-16 | XYZ | Henry Alyssa | Square Lead | C - Cnv Deriv | $0.00 | -30.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-16 | S | D | 10,600 | $72.33 | 422,617 | D | — | — | (F5) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.99 to $72.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2022-11-15 | A | A | 2 | $73.38 | 422,617 | D | — | — | (F1) These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 3 | Common | Class A Common Stock | 2022-11-16 | S | D | 20,169 | $71.38 | 433,217 | D | — | — | (F4) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.96 to $71.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2022-11-16 | C | A | 30,769 | $0.00 | 453,386 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2022-11-16 | M | D | 30,769 | $0.00 | 738,456 | D | $7.25 · — to 2024-05-14 | 30,769 Class B Common Stock | (F6) 25% of the shares subject to the option vested on May 12, 2015 and 1/48th of the shares vested monthly thereafter. |
| 6 | Derivative | Class B Common Stock | 2022-11-16 | M | A | 30,769 | $0.00 | 30,769 | D | — · — to — | 30,769 Class A Common Stock | (F7) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 7 | Derivative | Class B Common Stock | 2022-11-16 | C | D | 30,769 | $0.00 | 0 | D | — · — to — | 30,769 Class A Common Stock | (F7) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |