Form 4 for ADUS Addus HomeCare Corp
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-17 · accession 0001209191-22-058214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-21 | 2022-11-17+ | ADUS | GAFFNEY SEAN | EVP, CLO | S - Sale+OE | $107.21 | -10.0K | 12.9K | -44% | -$1.07M |
| DM | 2022-11-21 | 2022-11-17+ | ADUS | GAFFNEY SEAN | EVP, CLO | M - OptEx | $68.89 | +10.0K | 16.2K | +161% | +$688.9K |
| DM | 2022-11-21 | 2022-11-17+ | ADUS | GAFFNEY SEAN | EVP, CLO | M - OptEx | $0.00 | -10.0K | 10.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-17 | S | D | 6,626 | $107.07 | 12,826 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. |
| 2 | Common | Common Stock | 2022-11-17 | M | A | 6,626 | $68.89 | 19,452 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-18 | S | D | 92 | $108.15 | 12,826 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.11 to $108.28, inclusive. |
| 4 | Common | Common Stock | 2022-11-18 | S | D | 3,282 | $107.46 | 12,918 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.99, inclusive. |
| 5 | Common | Common Stock | 2022-11-18 | M | A | 3,374 | $68.89 | 16,200 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-11-17 | M | D | 6,626 | $0.00 | 13,374 | D | $68.89 · — to 2029-04-29 | 6,626 Common Stock | (F4) The shares vest in equal installments on each of the first four anniversaries of the grant date. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-11-18 | M | D | 3,374 | $0.00 | 10,000 | D | $68.89 · — to 2029-04-29 | 3,374 Common Stock | (F4) The shares vest in equal installments on each of the first four anniversaries of the grant date. |