Form 4 for BV BrightView Holdings, Inc.
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-18 · accession 0001209191-22-058414 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-22 | 2022-11-18 | BV | Urban Brett Nicholas | CFO | F - Tax | $7.48 | -888 | 23.1K | -4% | -$6,642 |
| DM | 2022-11-22 | 2022-11-18 | BV | Urban Brett Nicholas | CFO | M - OptEx | — | +2,831 | 22.1K | +15% | — |
| DM | 2022-11-22 | 2022-11-18 | BV | Urban Brett Nicholas | CFO | A - Grant | $0.00 | +49.5K | 15.4K | New | $0 |
| DM | 2022-11-22 | 2022-11-18 | BV | Urban Brett Nicholas | CFO | M - OptEx | $0.00 | -2,831 | 2,914 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-18 | F | D | 431 | $7.48 | 22,627 | D | — | — | (F2) Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| 2 | Common | Common Stock | 2022-11-18 | M | A | 1,374 | — | 23,515 | D | — | — | (F1) Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. (F2) Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| 3 | Common | Common Stock | 2022-11-18 | M | A | 1,457 | — | 22,141 | D | — | — | (F1) Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. (F3) Amounts in column 5 reflect a decrease of 5,007 shares of common stock from the total reported in the Reporting Person's Form 3 filed on October 3, 2022, which consist of unvested performance shares that will be reported when earned upon achievement of certain performance criteria. (F2) Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| 4 | Common | Common Stock | 2022-11-18 | F | D | 457 | $7.48 | 23,058 | D | — | — | (F2) Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| 5 | Derivative | Restricted Stock Units | 2022-11-18 | A | A | 34,090 | $0.00 | 34,090 | D | — · — to — | 34,090 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). (F6) Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023. |
| 6 | Derivative | Restricted Stock Unites | 2022-11-18 | M | D | 1,374 | $0.00 | 4,124 | D | — · — to — | 1,374 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). (F9) Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022. |
| 7 | Derivative | Restricted Stock Units | 2022-11-18 | M | D | 1,457 | $0.00 | 2,914 | D | — · — to — | 1,457 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). (F8) Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. |
| 8 | Derivative | Restricted Stock Units | 2022-11-18 | A | A | 15,374 | $0.00 | 15,374 | D | — · — to — | 15,374 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). (F7) Represents a grant of time-based restricted stock units that vest on November 18, 2023. |