Form 4 for OPFI OppFi Inc.
Accepted 2022-11-23 00:00:00 ET · period of report 2022-07-20 · accession 0001209191-22-058747 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-11-23 | 2022-11-21+ | OPFI | SCHWARTZ THEODORE G | Dir, 10% | P - Purchase | $2.46 | +14.5K | 388.6K | +4% | +$35.8K |
| D | 2022-11-23 | 2022-07-20 | OPFI | SCHWARTZ THEODORE G | Dir, 10% | A - Grant | $0.00 | +46.7K | 46.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-21 | P | A | 7,271 | $2.46 | 381,328 | I By LTHS Revocable Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.42 to $2.48 for a weighted average sale price of $2.4626. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. |
| 2 | Common | Class A Common Stock | 2022-11-22 | P | A | 7,270 | $2.46 | 388,598 | I By LTHS Revocable Trust | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.31 to $2.50 for a weighted average sale price of $2.4624. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. |
| 3 | Derivative | Restricted Stock Units | 2022-07-20 | A | A | 46,729 | $0.00 | 46,729 | D | $0.00 · — to — | 46,729 Class A Common Stock | (F6) Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan. |