Form 4 for PUBM PubMatic, Inc.

Accepted 2022-11-28 00:00:00 ET · period of report 2022-11-23 · accession 0001209191-22-058920 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2022-11-28	2022-11-23	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	G - Gift	$0.00	-2,500	0	-100%	$0
DI	2022-11-28	2022-11-23	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	C - Cnv Deriv	$0.00	+2,500	2,500	New	$0
DI	2022-11-28	2022-11-23	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	C - Cnv Deriv	$0.00	-2,500	1.27M	-0.2%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-11-23	G	D	2,500	$0.00	0	I By Birchwood Trust	—	—	(F1) These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
2	Common	Class A Common Stock	2022-11-23	C	A	2,500	$0.00	2,500	I By Birchwood Trust	—	—	(F1) These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
3	Derivative	Class B Common Stock	2022-11-23	C	D	2,500	$0.00	1,269,136	I By Birchwood Trust	— · — to —	2,500 Class A Common Stock	(F1) These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.