Form 4 for LOB Live Oak Bancshares, Inc.
Accepted 2022-11-29 00:00:00 ET · period of report 2022-11-21 · accession 0001209191-22-058969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-29 | 2022-11-21 | LOB | Spencer Courtney | Chief Experience Off | F - Tax | $32.13 | -106 | 6,674 | -2% | -$3,406 |
| D | 2022-11-29 | 2022-11-21 | LOB | Spencer Courtney | Chief Experience Off | M - OptEx | — | +360 | 6,780 | +6% | — |
| D | 2022-11-29 | 2022-11-21 | LOB | Spencer Courtney | Chief Experience Off | M - OptEx | $0.00 | -360 | 360 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2022-11-21 | F | D | 106 | $32.13 | 6,674 | D | — | — | |
| 2 | Common | Voting Common Stock | 2022-11-21 | M | A | 360 | — | 6,780 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-11-21 | M | D | 360 | $0.00 | 360 | D | — · — to — | 360 Voting Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. (F2) The remaining 360 RSUs will vest on November 19, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. |