Form 4 for OPFI OppFi Inc.
Accepted 2022-11-30 00:00:00 ET · period of report 2022-11-16 · accession 0001209191-22-059120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-30 | 2022-11-17 | OPFI | Johnson Pamela D. | CFO | S - Sale+OE | $2.36 | -1,067 | 3,098 | -26% | -$2,518 |
| D | 2022-11-30 | 2022-11-16 | OPFI | Johnson Pamela D. | CFO | M - OptEx | $0.00 | +4,165 | 4,165 | New | $0 |
| D | 2022-11-30 | 2022-11-16 | OPFI | Johnson Pamela D. | CFO | M - OptEx | $0.00 | -4,165 | 12.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-17 | S | D | 1,067 | $2.36 | 3,098 | D | — | — | (F2) Represents shares sold to satisfy tax liability upon the vesting of RSUs. |
| 2 | Common | Class A Common Stock | 2022-11-16 | M | A | 4,165 | $0.00 | 4,165 | D | — | — | (F1) On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-11-16 | M | D | 4,165 | $0.00 | 12,495 | D | $0.00 · — to — | 4,165 Class A Common Stock | (F1) On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022. (F3) Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. |