Form 4 for HPQ HP Inc.
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-29 · accession 0001209191-22-059238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-01 | 2022-11-29 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | M - OptEx | $0.00 | +171.2K | 232.6K | +278% | $0 |
| D | 2022-12-01 | 2022-11-29 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | F - Tax | $28.88 | -62.3K | 170.4K | -27% | -$1.80M |
| D | 2022-12-01 | 2022-12-01 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | S - Sale+OE | $29.99 | -108.9K | 61.5K | -64% | -$3.27M |
| D | 2022-12-01 | 2022-11-29 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | M - OptEx | — | -171.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-29 | M | A | 171,176 | $0.00 | 232,641 | D | — | — | (F1) Includes 800 shares acquired under HP's 2021 employee stock purchase plan on 4/29/2022. |
| 2 | Common | Common Stock | 2022-11-29 | F | D | 62,258 | $28.88 | 170,383 | D | — | — | (F2) Shares withheld by HP to satisfy tax withholding upon vesting. |
| 3 | Common | Common Stock | 2022-12-01 | S | D | 108,918 | $29.99 | 61,465 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.79-$30.225, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Performance Adjusted Restricted Stock Units | 2022-11-29 | M | D | 171,176 | — | 0 | D | — · — to — | 171,176 Common Stock | (F7) As previously reported, on 12/6/2019 the reporting person was granted 122,999 PARSUs. On 11/29/2022, 155,901 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 15,275 vested dividend equivalent units. (F6) Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock. |