Form 4 for NUVB Nuvation Bio Inc.
Accepted 2022-12-05 00:00:00 ET · period of report 2022-11-30 · accession 0001209191-22-059756 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-12-05 | 2022-11-30+ | NUVB | FALBERG KATHRYN E | Dir | P - Purchase | $1.93 | +250.0K | 207.0K | New | +$483.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-01 | P | A | 84,959 | $1.97 | 160,000 | I By Trust | — | — | (F3) Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.92 to $1.99. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. (F2) Shares are held directly by The Falberg-Predovich Family Trust, of which the Reporting Person is Co-Trustee. |
| 2 | Common | Class A Common Stock | 2022-12-05 | P | A | 43,000 | $1.95 | 250,000 | I By Trust | — | — | (F4) Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.925 to $2.00. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. (F2) Shares are held directly by The Falberg-Predovich Family Trust, of which the Reporting Person is Co-Trustee. |
| 3 | Common | Class A Common Stock | 2022-11-30 | P | A | 75,041 | $1.85 | 75,041 | I By Trust | — | — | (F1) Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.805 to $1.90. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. (F2) Shares are held directly by The Falberg-Predovich Family Trust, of which the Reporting Person is Co-Trustee. |
| 4 | Common | Class A Common Stock | 2022-12-02 | P | A | 47,000 | $1.98 | 207,000 | I By Trust | — | — | (F4) Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.925 to $2.00. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price. (F2) Shares are held directly by The Falberg-Predovich Family Trust, of which the Reporting Person is Co-Trustee. |