Form 4 for ET Energy Transfer LP
Accepted 2022-12-08 00:00:00 ET · period of report 2022-12-05 · accession 0001209191-22-060367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-08 | 2022-12-05 | ET | Whitehurst Bradford D. | EVP (former CFO) | M - OptEx | $0.00 | +38.4K | 1.09M | +4% | $0 |
| D | 2022-12-08 | 2022-12-05 | ET | Whitehurst Bradford D. | EVP (former CFO) | F - Tax | $12.37 | -51.1K | 1.04M | -5% | -$631.6K |
| D | 2022-12-08 | 2022-12-06 | ET | Whitehurst Bradford D. | EVP (former CFO) | P - Purchase | $12.00 | +5,000 | 1.05M | +0.5% | +$60.0K |
| DM | 2022-12-08 | 2022-12-06+ | ET | Whitehurst Bradford D. | EVP (former CFO) | S - Sale | $0.00 | -2,000 | 0 | -100% | $0 |
| D | 2022-12-08 | 2022-12-05 | ET | Whitehurst Bradford D. | EVP (former CFO) | M - OptEx | $0.00 | -38.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units | 2022-12-05 | M | A | 38,378 | $0.00 | 1,094,366 | D | — | — | (F1) Vesting of Phantom Units previously granted under the Energy Transfer Long-Term Incentive Plan. |
| 2 | Common | Common Units | 2022-12-05 | F | D | 51,061 | $12.37 | 1,043,305 | D | — | — | (F2) Payment of tax liability by withholding securities incident to the vesting of Restricted Units issued under one of the Energy Transfer LP Long-Term Incentive Plans (LTIP). This method is the default option for payment of tax liability upon vesting of LTIP awards. |
| 3 | Common | Common Units | 2022-12-06 | P | A | 5,000 | $12.00 | 1,048,305 | D | — | — | |
| 4 | Derivative | Put Option (obligation to buy) | 2022-12-07 | S | D | 1,000 | $0.00 | 0 | D | $12.00 · 2022-12-07 to 2023-04-21 | 1,000 Common Units | |
| 5 | Derivative | Put Option (obligation to buy) | 2022-12-06 | S | D | 1,000 | $0.00 | 0 | D | $13.00 · 2022-12-06 to 2023-04-21 | 1,000 Common Units | |
| 6 | Derivative | Phantom Units | 2022-12-05 | M | D | 38,378 | $0.00 | 0 | D | $0.00 · 2022-12-05 to 2022-12-05 | 38,378 Common Units |