Form 4 for VELO Velo3D, Inc.
Accepted 2022-12-09 00:00:00 ET · period of report 2022-12-07 · accession 0001209191-22-060616 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-09 | 2022-12-07+ | VELO | SMITH ELLEN | Dir | M - OptEx | — | +36.2K | 36.2K | +3,616,500% | — |
| DM | 2022-12-09 | 2022-12-07+ | VELO | SMITH ELLEN | Dir | M - OptEx | $0.00 | -36.2K | 36.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-08 | M | A | 18,128 | — | 54,294 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2022-12-07 | M | A | 18,037 | — | 36,166 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2022-12-07 | M | D | 18,037 | $0.00 | 0 | D | — · — to — | 18,037 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. (F2) 100% of the RSUs vested on December 7, 2022. |
| 4 | Derivative | Restricted Stock Units | 2022-12-08 | M | D | 18,128 | $0.00 | 36,256 | D | — · — to — | 18,128 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. (F3) The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. |