Form 4 for VELO Velo3D, Inc.
Accepted 2022-12-09 00:00:00 ET · period of report 2022-12-07 · accession 0001209191-22-060621 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-09 | 2022-12-07+ | VELO | Walters Matthew Joseph | Dir | M - OptEx | — | +32.6K | 803.5K | +4% | — |
| DM | 2022-12-09 | 2022-12-07+ | VELO | Walters Matthew Joseph | Dir | M - OptEx | $0.00 | -32.6K | 36.3K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-07 | M | A | 14,430 | — | 785,415 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2022-12-08 | M | A | 18,128 | — | 803,543 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2022-12-07 | M | D | 14,430 | $0.00 | 0 | D | — · — to — | 14,430 Common Stock | (F2) The Form 4 filed by the Reporting Person on December 9, 2021 incorrectly reported the number of RSUs granted on December 7, 2021 to the Reporting Person by one less share. The reported beneficial ownership in this Form 4 corrects this immaterial error. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. (F3) 100% of the RSUs vested on December 7, 2022. |
| 4 | Derivative | Restricted Stock Units | 2022-12-08 | M | D | 18,128 | $0.00 | 36,256 | D | — · — to — | 18,128 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. (F4) The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. |