Form 4 for HLIT HARMONIC INC.
Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0001209191-22-061378 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-15 | 2022-12-13+ | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | S - Sale+OE | $13.50 | -84.3K | 474.8K | -15% | -$1.14M |
| DM | 2022-12-15 | 2022-12-13+ | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $3.14 | +133.3K | 543.9K | +32% | +$418.7K |
| DM | 2022-12-15 | 2022-12-13+ | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $3.14 | -133.3K | 0 | -100% | -$418.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-14 | S | D | 15,179 | $14.19 | 483,642 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-14 | M | A | 24,041 | $3.14 | 498,821 | D | — | — | (F1) Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. |
| 3 | Common | Common Stock | 2022-12-13 | S | D | 69,090 | $13.35 | 474,780 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-13 | M | A | 109,292 | $3.14 | 543,870 | D | — | — | (F1) Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. |
| 5 | Derivative | Stock Option/Right to Buy | 2022-12-13 | M | D | 109,292 | $3.14 | 24,041 | D | $3.14 · 2017-02-15 to 2023-03-14 | 109,292 Common Stock | |
| 6 | Derivative | Stock Option/Right to Buy | 2022-12-14 | M | D | 24,041 | $3.14 | 0 | D | $3.14 · 2017-02-15 to 2023-03-14 | 24,041 Common Stock |