Form 4 for QS QuantumScape Corp
Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0001209191-22-061472 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-15 | 2022-12-13 | QS | Singh Mohit | Chief Development Off | M - OptEx | $1.33 | +8,500 | 286.3K | +3% | +$11.3K |
| D | 2022-12-15 | 2022-12-13 | QS | Singh Mohit | Chief Development Off | S - Sale+OE | $7.56 | -8,500 | 277.8K | -3% | -$64.3K |
| D | 2022-12-15 | 2022-12-13 | QS | Singh Mohit | Chief Development Off | M - OptEx | $0.00 | -8,500 | 1.12M | -0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-13 | M | A | 8,500 | $1.33 | 286,294 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-13 | S | D | 8,500 | $7.56 | 277,794 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.51 to $7.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F3) Includes 208,902 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. |
| 3 | Derivative | Stock Option (right to buy) | 2022-12-13 | M | D | 8,500 | $0.00 | 1,123,450 | D | $1.33 · 2017-04-01 to 2027-03-15 | 8,500 Class A Common Stock |