Form 4 for TTD Trade Desk (The)
Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0001209191-22-061550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-12-15 | 2022-12-13 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +210.0K | 1.42M | +17% | $0 |
| DI | 2022-12-15 | 2022-12-13 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | G - Gift | $0.00 | +4,120 | 1.21M | +0.3% | $0 |
| D | 2022-12-15 | 2022-12-13 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | M - OptEx | $15.67 | +4,120 | 702.8K | +0.6% | +$64.6K |
| D | 2022-12-15 | 2022-12-13 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | G - Gift | $0.00 | -4,120 | 698.7K | -0.6% | $0 |
| D | 2022-12-15 | 2022-12-13 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -4,120 | 0 | -100% | $0 |
| DI | 2022-12-15 | 2022-12-13 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -210.0K | 30.33M | -0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-13 | C | A | 210,000 | $0.00 | 1,419,360 | I | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-13 | G | A | 4,120 | $0.00 | 1,209,360 | I | — | — | |
| 3 | Common | Class A Common Stock | 2022-12-13 | M | A | 4,120 | $15.67 | 702,792 | D See Footnote | — | — | (F2) Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. |
| 4 | Common | Class A Common Stock | 2022-12-13 | G | D | 4,120 | $0.00 | 698,672 | D See Footnote | — | — | (F2) Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2022-12-13 | M | D | 4,120 | $0.00 | 0 | D See Footnote | $15.67 · — to 2023-12-01 | 4,120 Class A Common Stock | (F2) Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. (F4) The option was granted on December 1, 2018, with a Vesting Commencement Date ("VCD") of December 1, 2021. One twelfth (1/12th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |
| 6 | Derivative | Class B Common Stock | 2022-12-13 | C | D | 210,000 | $0.00 | 30,332,480 | I | — · — to — | 210,000 Class A Common Stock | (F5) Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. |