Form 4 for EVR Evercore Inc.
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-15 · accession 0001209191-22-061714 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-12-16 | 2022-12-15 | EVR | Altman Roger C | Founder, Senior COB, Dir | G - Gift | $0.00 | -1 | 0 | -100% | $0 |
| DI | 2022-12-16 | 2022-12-15 | EVR | Altman Roger C | Founder, Senior COB, Dir | G - Gift | $0.00 | -287.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Class B common stock, par value $0.01 per share | 2022-12-15 | G | D | 1 | $0.00 | 0 | I Shares held in trust. | — | — | (F1) These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. |
| 2 | Derivative | Partnership units of Evercore LP | 2022-12-15 | G | D | 287,536 | $0.00 | 0 | I Shares held in trust. | — · — to — | 287,536 Shares of Class A common stock, par value $0.01 per share | (F1) These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. (F3) Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. |