Form 4 for ALXO ALX ONCOLOGY HOLDINGS INC
Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-16 · accession 0001209191-22-062178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-20 | 2022-12-16 | ALXO | Randolph Sophia | Chief Medical Off, Dir | M - OptEx | $4.09 | +46.5K | 246.5K | +23% | +$189.9K |
| DM | 2022-12-20 | 2022-12-16 | ALXO | Randolph Sophia | Chief Medical Off, Dir | M - OptEx | $0.00 | -46.5K | 4,027 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-16 | M | A | 25,339 | $4.81 | 271,870 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-16 | M | A | 8,404 | $1.91 | 233,800 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-16 | M | A | 12,731 | $4.08 | 246,531 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2022-12-16 | M | D | 25,339 | $0.00 | 25,340 | D | $4.81 · — to 2030-04-27 | 25,339 Common Stock | (F3) Shares subject to the option vest in 48 equal monthly installments beginning on May 27, 2020. |
| 5 | Derivative | Stock Option (right to buy) | 2022-12-16 | M | D | 12,731 | $0.00 | 95,175 | D | $4.08 · — to 2030-03-09 | 12,731 Common Stock | (F2) The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020. |
| 6 | Derivative | Stock Option (right to buy) | 2022-12-16 | M | D | 8,404 | $0.00 | 4,027 | D | $1.91 · — to 2029-09-12 | 8,404 Common Stock | (F1) The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on June 16, 2019. |