Form 4 for RIVN Rivian Automotive, Inc. / DE
Accepted 2022-12-21 00:00:00 ET · period of report 2022-12-20 · accession 0001209191-22-062341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-21 | 2022-12-20 | RIVN | Kroeger Harald | Dir | D - Sale to Iss | $0.00 | -9,074 | 5,775 | -61% | $0 | |
| 2022-12-21 | 2022-12-20 | RIVN | Kroeger Harald | Dir | F - Tax | $22.03 | -1,734 | 4,041 | -30% | -$38.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-20 | D | D | 9,074 | $0.00 | 5,775 | D | — | — | (F1) As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director. |
| 2 | Common | Class A Common Stock | 2022-12-20 | F | D | 1,734 | $22.03 | 4,041 | D | — | — | (F2) 1,734 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the 5,775 RSUs being settled. (F3) The closing price of the Company's Class A Common Stock on December 19, 2022. |