Form 4 for SPOK Spok Holdings, Inc
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-000785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-03 | SPOK | WALLACE MICHAEL W | COO | M - OptEx | $8.19 | +28.7K | 103.9K | +38% | +$235.2K |
| D | 2023-01-04 | 2023-01-03 | SPOK | WALLACE MICHAEL W | COO | F - Tax | $8.19 | -13.9K | 89.9K | -13% | -$114.2K |
| DM | 2023-01-04 | 2023-01-03 | SPOK | WALLACE MICHAEL W | COO | M - OptEx | $0.00 | -28.7K | 23.1K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 28,722 | $8.19 | 103,880 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-03 | F | D | 13,948 | $8.19 | 89,932 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 8,985 | $0.00 | 8,985 | D | — · — to — | 8,985 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F3) On January 3, 2023, 8,985 RSUs vested. The remaining 8,985 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments"). |
| 4 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 8,177 | $0.00 | 0 | D | — · — to — | 8,177 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F2) On January 3, 2023, 8177 RSUs vested. |
| 5 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 11,560 | $0.00 | 23,122 | D | — · — to — | 11,560 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F4) On January 3, 2023, 11,560 RSUs vested. The remaining 23,122 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments"). |