Form 4 for SPOK Spok Holdings, Inc
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-000797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-03 | SPOK | Rice Calvin | CFO, CAO | M - OptEx | $8.19 | +7,195 | 18.0K | +66% | +$58.9K |
| D | 2023-01-04 | 2023-01-03 | SPOK | Rice Calvin | CFO, CAO | F - Tax | $8.19 | -3,268 | 14.7K | -18% | -$26.8K |
| DM | 2023-01-04 | 2023-01-03 | SPOK | Rice Calvin | CFO, CAO | M - OptEx | $0.00 | -7,195 | 8,670 | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 7,195 | $8.19 | 18,016 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-03 | F | D | 3,268 | $8.19 | 14,748 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 1,363 | $0.00 | 0 | D | — · — to — | 1,363 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F2) On January 3, 2023, 1,363 RSUs vested. |
| 4 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 1,497 | $0.00 | 1,498 | D | — · — to — | 1,497 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F3) On January 3, 2023, 1497 RSUs vested. The remaining 1498 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments"). |
| 5 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 4,335 | $0.00 | 8,670 | D | — · — to — | 4,335 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F4) On January 3, 2023, 4335 RSUs vested. The remaining 8670 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments"). |