Form 4 for STAA STAAR SURGICAL CO
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-000847 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-03 | STAA | FRINZI THOMAS G | Pres, CEO, Dir | M - OptEx | $0.00 | +87.8K | 92.5K | +1,857% | $0 |
| D | 2023-01-04 | 2023-01-03 | STAA | FRINZI THOMAS G | Pres, CEO, Dir | M - OptEx | $0.00 | +160.6K | 160.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-01-03 | M | A | 87,805 | $0.00 | 92,534 | D | — | — | (F1) Award of 87,805 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 29,268 of the RSUs on 1/3/24, 29,268 of the RSUs on 1/3/25, and 29,269 of the RSUs on 1/3/26. |
| 2 | Derivative | Common Stock Options | 2023-01-03 | M | A | 160,638 | $0.00 | 160,638 | D | $51.25 · 2024-01-03 to 2033-01-02 | 160,638 Common Stock | (F2) The options granted become exercisable as follows: 1/3 on 1/3/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 1/3/2026. |