Form 4 for ADTN ADTRAN Holdings, Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0001209191-23-001148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2022-12-31 | ADTN | STANTON THOMAS R | COB, CEO, Dir | D - Sale to Iss | $0.00 | -60.3K | 689.0K | -8% | $0 |
| D | 2023-01-04 | 2022-12-31 | ADTN | STANTON THOMAS R | COB, CEO, Dir | F - Tax | $18.79 | -56.5K | 749.3K | -7% | -$1.06M |
| D | 2023-01-04 | 2022-12-31 | ADTN | STANTON THOMAS R | COB, CEO, Dir | A - Grant | $0.00 | +60.3K | 219.9K | +38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | D | D | 60,320 | $0.00 | 688,951.51 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | F | D | 56,493 | $18.79 | 749,271.51 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2022-12-31 | A | A | 60,320 | $0.00 | 219,930.78 | D | — · — to — | 60,320 Common Stock | (F3) Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. |