Form 4 for PUBM PubMatic, Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001209191-23-001211 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | S - Sale+OE | $12.96 | -4,824 | 17.4K | -22% | -$62.5K |
| D | 2023-01-04 | 2023-01-01 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | M - OptEx | $0.00 | +11.2K | 22.3K | +102% | $0 |
| D | 2023-01-04 | 2023-01-01 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | M - OptEx | $0.00 | -11.2K | 134.8K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-03 | S | D | 4,824 | $12.96 | 17,449 | D | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.67 to $13.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2023-01-01 | M | A | 11,236 | $0.00 | 22,273 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-01-01 | M | D | 11,236 | $0.00 | 134,838 | D | $0.00 · — to — | 11,236 Class A Common Stock | (F3) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F4) The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to the vesting date. |