Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001209191-23-001238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-01 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | M - OptEx | — | +6,265 | 13.2K | +91% | — |
| D | 2023-01-04 | 2023-01-01 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | F - Tax | $25.47 | -3,117 | 10.1K | -24% | -$79.4K |
| D | 2023-01-04 | 2023-01-01 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | M - OptEx | $0.00 | -6,265 | 18.8K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-01-01 | M | A | 6,265 | — | 13,175 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2023-01-01 | F | D | 3,117 | $25.47 | 10,058 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 6,265 | $0.00 | 18,795 | D | — · — to — | 6,265 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. |