Form 4 for KOP Koppers Holdings Inc.

Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-002074 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-01-05	2023-01-04	KOP	Smith Jimmi Sue	CFO	A - Grant	$0.00	+6,480	23.9K	+37%	$0
D	2023-01-05	2023-01-03	KOP	Smith Jimmi Sue	CFO	A - Grant	$0.00	+89	89	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-01-04	A	A	6,480	$0.00	23,921	D	—	—	(F1) The reporting person was awarded time-based restricted stock units on January 4, 2023, which will vest in annual installments of one-third each over three years. (F2) Includes 719 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on March 31, 2022, June 30, 2022 and September 30, 2022. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
2	Derivative	Dividend Equivalent Rights	2023-01-03	A	A	89	$0.00	89	D	— · — to —	89 Common Stock	(F3) The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 79 DERs accrued with respect to RSUs granted on March 3, 2020, January 4, 2021, and January 4, 2022, and 10 DERs accrued with respect to PSUs granted on January 4, 2021. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.