Form 4 for KOP Koppers Holdings Inc.

Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-002078 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-01-05	2023-01-04	KOP	BALL M LEROY	Pres, CEO, Dir	A - Grant	$0.00	+21.5K	313.0K	+7%	$0
D	2023-01-05	2023-01-03	KOP	BALL M LEROY	Pres, CEO, Dir	A - Grant	$0.00	+460	460	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-01-04	A	A	21,543	$0.00	312,977.22	D	—	—	(F1) The reporting person was awarded time-based restricted stock units on January 4, 2023, which will vest in annual installments of one-third each over three years. (F2) Includes 825 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on March 31, 2022 and June 30, 2022. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
2	Derivative	Dividend Equivalent Rights	2023-01-03	A	A	460	$0.00	460	D	— · — to —	460 Common Stock	(F3) The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 370 DERs accrued with respect to RSUs granted on March 6, 2019, March 3, 2020, January 4, 2021, and January 4, 2022, and 90 DERs accrued with respect to PSUs granted on January 4, 2021. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.