Form 4 for LOCL Local Bounti Corporation/DE
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-002143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | LOCL | Leo Investors III LP | 10% | J - Other | — | -6.72M | 51.8K | -99% | — |
| D | 2023-01-05 | 2023-01-03 | LOCL | Leo Investors III LP | 10% | J - Other | $1.50 | -4.32M | 1.01M | -81% | -$6.48M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | J | D | 6,718,168 | — | 51,832 | D | — | — | (F1) Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| 2 | Derivative | Warrants to purchase Common Stock | 2023-01-03 | J | D | 4,321,906 | $1.50 | 1,011,427 | D | $11.50 · 2021-12-19 to 2026-11-19 | 4,321,906 Common Stock |