Form 4 for LOCL Local Bounti Corporation/DE
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001209191-23-002147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | LOCL | Nordby Matthew | Dir | J - Other | — | +285.6K | 358.6K | +391% | — |
| D | 2023-01-05 | 2023-01-03 | LOCL | Nordby Matthew | Dir | J - Other | $1.50 | +166.7K | 166.7K | New | +$250.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | J | A | 285,609 | — | 358,650 | D | — | — | (F1) Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| 2 | Derivative | Warrants to purchase Common Stock | 2023-01-03 | J | A | 166,667 | $1.50 | 166,667 | D | $11.50 · 2021-12-19 to 2026-11-19 | 166,667 Common Stock |