Form 4 for RXRX RECURSION PHARMACEUTICALS, INC.
Accepted 2023-01-06 00:00:00 ET · period of report 2023-01-05 · accession 0001209191-23-002460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-06 | 2022-04-25+ | RXRX | Gibson Christopher | CEO, Dir | G - Gift | $0.00 | -57.0K | 570.8K | -9% | $0 |
| D | 2023-01-06 | 2023-01-05 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +18.5K | 544.3K | +4% | $0 |
| D | 2023-01-06 | 2023-01-05 | RXRX | Gibson Christopher | CEO, Dir | S - Sale | $7.39 | -18.5K | 525.8K | -3% | -$136.7K |
| DMI | 2023-01-06 | 2023-01-05 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +2,500 | 1,000 | New | $0 |
| DMI | 2023-01-06 | 2023-01-05 | RXRX | Gibson Christopher | CEO, Dir | S - Sale | $7.38 | -2,500 | 0 | -100% | -$18.5K |
| DMI | 2023-01-06 | 2023-01-05 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -2,500 | 126.9K | -2% | $0 |
| D | 2023-01-06 | 2023-01-05 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -18.5K | 6.66M | -0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-12 | G | D | 12,000 | $0.00 | 558,805 | D by LAHWRAN-3 LLC | — | — | (F4) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 2 | Common | Class A Common Stock | 2022-05-19 | G | D | 12,000 | $0.00 | 546,805 | D by LAHWRAN-4 LLC | — | — | (F6) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 3 | Common | Class A Common Stock | 2022-06-21 | G | D | 3,000 | $0.00 | 543,805 | D by LAHWRAN-4 LLC | — | — | (F6) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 4 | Common | Class A Common Stock | 2022-07-19 | G | D | 3,000 | $0.00 | 540,805 | D by Gibson Family Trust | — | — | (F8) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 5 | Common | Class A Common Stock | 2022-08-17 | G | D | 3,000 | $0.00 | 537,805 | D by Gibson Family Trust | — | — | (F8) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 6 | Common | Class A Common Stock | 2022-09-19 | G | D | 3,000 | $0.00 | 534,805 | D | — | — | |
| 7 | Common | Class A Common Stock | 2022-10-19 | G | D | 3,000 | $0.00 | 531,805 | D | — | — | |
| 8 | Common | Class A Common Stock | 2022-11-16 | G | D | 3,000 | $0.00 | 528,805 | D | — | — | |
| 9 | Common | Class A Common Stock | 2022-12-14 | G | D | 3,000 | $0.00 | 525,805 | D | — | — | |
| 10 | Common | Class A Common Stock | 2023-01-05 | C | A | 18,500 | $0.00 | 544,305 | D | — | — | |
| 11 | Common | Class A Common Stock | 2023-01-05 | S | D | 18,500 | $7.39 | 525,805 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $7.29 to $7.71. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 12 | Common | Class A Common Stock | 2023-01-05 | C | A | 500 | $0.00 | 500 | I | — | — | |
| 13 | Common | Class A Common Stock | 2023-01-05 | S | D | 500 | $7.38 | 0 | I | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $7.30 to $7.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 14 | Common | Class A Common Stock | 2023-01-05 | C | A | 1,000 | $0.00 | 1,000 | I | — | — | |
| 15 | Common | Class A Common Stock | 2022-04-25 | G | D | 12,000 | $0.00 | 570,805 | D by LAHWRAN-3 LLC | — | — | (F4) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 16 | Common | Class A Common Stock | 2023-01-05 | S | D | 1,000 | $7.38 | 0 | I | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $7.30 to $7.67 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 17 | Common | Class A Common Stock | 2023-01-05 | S | D | 1,000 | $7.39 | 0 | I | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $7.33 to $7.67. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 18 | Common | Class A Common Stock | 2023-01-05 | C | A | 1,000 | $0.00 | 1,000 | I | — | — | |
| 19 | Derivative | Class B Common Stock | 2023-01-05 | C | D | 1,000 | $0.00 | 530,000 | I by Gibson Family Trust | $0.00 · — to — | 1,000 Class A Common Stock | (F8) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. (F10) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 20 | Derivative | Class B Common Stock | 2023-01-05 | C | D | 500 | $0.00 | 540,000 | I by LAHWRAN-4 LLC | $0.00 · — to — | 500 Class A Common Stock | (F6) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. (F10) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 21 | Derivative | Class B Common Stock | 2023-01-05 | C | D | 1,000 | $0.00 | 126,875 | I | $0.00 · — to — | 1,000 Class A Common Stock | (F10) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 22 | Derivative | Class B Common Stock | 2023-01-05 | C | D | 18,500 | $0.00 | 6,658,834 | D by LAHWRAN-3 LLC | $0.00 · — to — | 18,500 Class A Common Stock | (F4) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. (F10) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |