Form 4 for GNE Genie Energy Ltd.
Accepted 2023-01-09 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-23-002528 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-09 | 2022-08-15+ | GNE | JONAS HOWARD S | Dir | G - Gift | $0.00 | -102.9K | 805.3K | -11% | $0 |
| MI | 2023-01-09 | 2022-08-15+ | GNE | JONAS HOWARD S | Dir | G - Gift | $0.00 | +102.9K | 99.3K | New | $0 |
| 2023-01-09 | 2023-01-05 | GNE | JONAS HOWARD S | Dir | F - Tax | $10.14 | -14.2K | 162.4K | -8% | -$144.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2022-08-17 | G | D | 628,640 | $0.00 | 176,666 | D | — | — | (F4) Represents unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024 and 36,666 shares of which shall vest on August 3, 2025. |
| 2 | Common | Class B Common Stock, par value $.01 per share | 2022-08-15 | G | A | 525,745 | $0.00 | 805,306 | D By HSJ 2022 Annuity Trust I | — | — | (F2) Consists of 606,143 shares held directly, 22,497 shares of vested restricted stock and 176,666 shares of unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024 and 36,666 shares of which shall vest on August 3, 2025. |
| 3 | Common | Class B Common Stock, par value $.01 per share | 2022-08-17 | G | A | 628,640 | $0.00 | 628,640 | I | — | — | |
| 4 | Common | Class B Common Stock, par value $.01 per share | 2022-08-15 | G | D | 525,745 | $0.00 | 99,320 | I By HSJ 2020 Genie Annuity Trust | — | — | |
| 5 | Common | Class B Common Stock, par value $.01 per share | 2023-01-05 | F | D | 14,217 | $10.14 | 162,449 | D | — | — | (F5) Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock. (F6) Consists of 19,116 shares of vested restricted stock and 143,333 shares of unvested restricted stock, 33,333 shares of which shall vest on January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024, and 36,666 shares of which shall vest on August 3, 2025. |