Form 4 for AIFC AI Financial Corp
Accepted 2023-01-09 00:00:00 ET · period of report 2023-01-05 · accession 0001209191-23-002562 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-09 | 2023-01-05 | AIFC | Isaac Antonios | CEO, Dir | A - Grant | $0.00 | +125.8K | 217.8K | +137% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-05 | A | A | 125,787 | $0.00 | 217,787 | D | — | — | (F1) Restricted Stock Units were granted to the Reporting Person pursuant to the Issuer's 2016 Equity Incentive Plan, each of which vested on the Transaction Date. (F2) On April 19, 2019, the Issuer effected a one-for-five (1:5) reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split and to correct a scrivener's error in which the previously reported balance of securities owned mistakenly included the Reporting Person's stock options. |