Form 4 for RAIL FreightCar America, Inc.
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-06 · accession 0001209191-23-002748 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-10 | 2023-01-06 | RAIL | Fuentes Sierra Juan Carlos | CAO, Corp. Ctrl | A - Grant | $0.00 | +15.2K | 25.2K | +152% | $0 |
| D | 2023-01-10 | 2023-01-06 | RAIL | Fuentes Sierra Juan Carlos | CAO, Corp. Ctrl | A - Grant | $0.00 | +9,346 | 9,346 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-06 | A | A | 15,217 | $0.00 | 25,217 | D | — | — | (F2) The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. (F3) Includes 10,000 restricted shares issued pursuant to the Issuer's 2018 Long Term Incentive Plan with vesting to occur on March 11, 2025. Reflects correction of ministerial error in vesting schedule previously reported. |
| 2 | Derivative | Employee Stock Option | 2023-01-06 | A | A | 9,346 | $0.00 | 9,346 | D | $3.22 · — to 2033-01-06 | 9,346 Common Stock | (F6) The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. (F5) The options vest in three equal annual installments beginning on January 6, 2024. |