Form 4 for TDG TransDigm Group
Accepted 2023-01-13 00:00:00 ET · period of report 2023-01-11 · accession 0001209191-23-003222 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-13 | 2023-01-11 | TDG | Valladares Jorge | COO | S - Sale+OE | $667.41 | -20.0K | 19.7K | -50% | -$13.35M |
| D | 2023-01-13 | 2023-01-11 | TDG | Valladares Jorge | COO | M - OptEx | $148.45 | +20.0K | 31.0K | +182% | +$2.97M |
| D | 2023-01-13 | 2023-01-11 | TDG | Valladares Jorge | COO | M - OptEx | $0.00 | -20.0K | 32.0K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-11 | S | D | 180 | $661.07 | 30,435 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.00 - $661.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-01-11 | S | D | 2,600 | $669.28 | 12,862 | D | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $668.71 - $669.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-01-11 | S | D | 4,220 | $668.10 | 15,462 | D | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $667.71 - $668.705. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-01-11 | M | A | 20,000 | $148.45 | 31,000 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-11 | S | D | 385 | $660.20 | 30,615 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.00 - $660.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-01-11 | S | D | 1,862 | $669.87 | 11,000 | D | — | — | (F10) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $669.71 - $670.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2023-01-11 | S | D | 146 | $662.97 | 30,289 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.47 - $663.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2023-01-11 | S | D | 414 | $664.39 | 29,875 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.68 - $664.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2023-01-11 | S | D | 1,466 | $665.24 | 28,409 | D | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.70 - $665.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2023-01-11 | S | D | 2,524 | $666.22 | 25,885 | D | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $665.70 - $666.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2023-01-11 | S | D | 6,203 | $667.34 | 19,682 | D | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $666.71 - $667.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 12 | Derivative | Stock Option | 2023-01-11 | M | D | 20,000 | $0.00 | 32,000 | D | $148.45 · 2014-09-30 to 2023-11-15 | 20,000 Common Stock |