Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2023-01-13 00:00:00 ET · period of report 2023-01-11 · accession 0001209191-23-003285 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-13 | 2023-01-13 | LEVI | Singh Harmit J | CFO, Executive VP | C - Cnv Deriv | $0.00 | +106.9K | 581.5K | +23% | $0 |
| D | 2023-01-13 | 2023-01-11 | LEVI | Singh Harmit J | CFO, Executive VP | D - Sale to Iss | $17.10 | -214.5K | 106.9K | -67% | -$3.67M |
| D | 2023-01-13 | 2023-01-13 | LEVI | Singh Harmit J | CFO, Executive VP | C - Cnv Deriv | $0.00 | -106.9K | 0 | -100% | $0 |
| DM | 2023-01-13 | 2023-01-11 | LEVI | Singh Harmit J | CFO, Executive VP | M - OptEx | $3.05 | 0 | 321.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-13 | C | A | 106,860 | $0.00 | 581,501 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 2 | Derivative | Class B Common Stock | 2023-01-11 | D | D | 214,530 | $17.10 | 106,860 | D | — · — to — | 214,530 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 3 | Derivative | Class B Common Stock | 2023-01-13 | C | D | 106,860 | $0.00 | 0 | D | — · — to — | 106,860 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Stock Appreciation Rights | 2023-01-11 | M | D | 321,390 | $0.00 | 0 | D | $6.10 · — to 2023-02-09 | 321,390 Class B Common Stock | (F3) 100% of these stock appreciation rights are fully vested. |
| 5 | Derivative | Class B Common Stock | 2023-01-11 | M | A | 321,390 | $6.10 | 321,390 | D | — · — to — | 321,390 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |