Form 4 for NKTX Nkarta, Inc.
Accepted 2023-01-18 00:00:00 ET · period of report 2023-01-13 · accession 0001209191-23-003853 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-18 | 2023-01-17 | NKTX | HASTINGS PAUL J | CEO, Dir | S - Sale | $5.49 | -3,691 | 313.1K | -1% | -$20.3K |
| D | 2023-01-18 | 2023-01-13 | NKTX | HASTINGS PAUL J | CEO, Dir | A - Grant | $0.00 | +64.5K | 316.8K | +26% | $0 |
| D | 2023-01-18 | 2023-01-13 | NKTX | HASTINGS PAUL J | CEO, Dir | A - Grant | $0.00 | +386.5K | 386.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-17 | S | D | 3,691 | $5.49 | 313,106 | D | — | — | (F3) Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. (F4) This transaction was executed in multiple trades at prices ranging from $5.49 to $5.56. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes 1,836 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 30, 2022. |
| 2 | Common | Common Stock | 2023-01-13 | A | A | 64,500 | $0.00 | 316,797 | D | — | — | (F1) Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. (F2) Includes 1,836 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 30, 2022. |
| 3 | Derivative | Stock Option (right to buy) | 2023-01-13 | A | A | 386,500 | $0.00 | 386,500 | D | $5.57 · — to 2033-01-12 | 386,500 Common Stock | (F5) This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. |