Form 4 for SMRT SmartRent, Inc.
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-20 | 2023-01-18+ | SMRT | DeRose-Wilson Isaiah | CTO | F - Tax | $2.74 | -6,756 | 47.6K | -12% | -$18.5K |
| DM | 2023-01-20 | 2023-01-18+ | SMRT | DeRose-Wilson Isaiah | CTO | M - OptEx | — | +19.4K | 53.7K | +57% | — |
| DM | 2023-01-20 | 2023-01-18+ | SMRT | DeRose-Wilson Isaiah | CTO | M - OptEx | $0.00 | -19.4K | 164.9K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-19 | F | D | 2,122 | $2.77 | 51,574 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-01-18 | F | D | 4,634 | $2.72 | 47,591 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-01-18 | M | A | 13,333 | — | 52,225 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 4 | Common | Class A Common Stock | 2023-01-19 | M | A | 6,105 | — | 53,696 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Derivative | Restricted Stock Units | 2023-01-18 | M | D | 13,333 | $0.00 | 40,000 | D | — · — to — | 13,333 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 6 | Derivative | Restricted Stock Units | 2023-01-19 | M | D | 6,105 | $0.00 | 164,853 | D | — · — to — | 6,105 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |