Form 4 for SMRT SmartRent, Inc.
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-20 | 2023-01-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +145.3K | 11.16M | +1% | — |
| DM | 2023-01-20 | 2023-01-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.72 | -45.2K | 11.15M | -0.4% | -$123.1K |
| DI | 2023-01-20 | 2023-01-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.72 | -3,475 | 11.15M | -0.0% | -$9,452 |
| DI | 2023-01-20 | 2023-01-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +10.0K | 11.15M | +0.1% | — |
| DM | 2023-01-20 | 2023-01-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -145.3K | 274.8K | -35% | $0 |
| DI | 2023-01-20 | 2023-01-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -10.0K | 35.8K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-18 | M | A | 135,166 | — | 11,180,713 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 2 | Common | Class A Common Stock | 2023-01-18 | F | D | 42,188 | $2.72 | 11,138,525 | D By Spouse | — | — | |
| 3 | Common | Class A Common Stock | 2023-01-19 | F | D | 2,997 | $2.77 | 11,152,229 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-01-18 | F | D | 3,475 | $2.72 | 11,145,050 | I | — | — | |
| 5 | Common | Class A Common Stock | 2023-01-19 | M | A | 10,176 | — | 11,155,226 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 6 | Common | Class A Common Stock | 2023-01-18 | M | A | 10,000 | — | 11,148,525 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 7 | Derivative | Restricted Stock Units | 2023-01-18 | M | D | 135,166 | $0.00 | 405,500 | D | — · — to — | 135,166 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 8 | Derivative | Restricted Stock Units | 2023-01-18 | M | D | 10,000 | $0.00 | 35,842 | I | — · — to — | 10,000 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 9 | Derivative | Restricted Stock Units | 2023-01-19 | M | D | 10,176 | $0.00 | 274,756 | D By Spouse | — · — to — | 10,176 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |