Form 4 for MS Morgan Stanley
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004251 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-20 | 2023-01-18 | MS | PICK EDWARD N | Co-Pres, Head of IS | A - Grant | $0.00 | +61.5K | 805.0K | +8% | $0 | |
| 2023-01-20 | 2023-01-18 | MS | PICK EDWARD N | Co-Pres, Head of IS | F - Tax | $97.08 | -30.0K | 775.0K | -4% | -$2.91M | |
| 2023-01-20 | 2023-01-18 | MS | PICK EDWARD N | Co-Pres, Head of IS | G - Gift | $0.00 | -1,082 | 638.9K | -0.2% | $0 | |
| M | 2023-01-20 | 2023-01-18 | MS | PICK EDWARD N | Co-Pres, Head of IS | S - Sale | $96.99 | -135.0K | 665.2K | -17% | -$13.09M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | A | A | 61,477.12 | $0.00 | 804,988.89 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-18 | F | D | 30,024 | $97.08 | 774,964.89 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-18 | G | D | 1,082 | $0.00 | 638,882.89 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-18 | S | D | 25,246 | $97.62 | 639,964.89 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.35 to $97.89, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-01-18 | S | D | 109,754 | $96.84 | 665,210.89 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.35 to $97.32, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |