Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004286 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-20 | 2023-01-18 | SF | Fisher Mark P | GC, SENIOR VP | M - OptEx | $0.00 | +9,805 | 50.5K | +24% | $0 |
| D | 2023-01-20 | 2023-01-18 | SF | Fisher Mark P | GC, SENIOR VP | F - Tax | $58.37 | -5,281 | 45.2K | -10% | -$308.3K |
| D | 2023-01-20 | 2023-01-18 | SF | Fisher Mark P | GC, SENIOR VP | M - OptEx | $0.00 | -9,805 | 23.9K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | M | A | 9,805 | $0.00 | 50,490 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-18 | F | D | 5,281 | $58.37 | 45,209 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2023-01-18 | M | D | 9,805 | $0.00 | 23,923 | D | $0.00 · — to — | 9,805 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |