Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004290 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-20 | 2023-01-18 | SF | Michaud Thomas B. | SVP | M - OptEx | $0.00 | +19.3K | 159.5K | +14% | $0 |
| D | 2023-01-20 | 2023-01-18 | SF | Michaud Thomas B. | SVP | F - Tax | $58.37 | -7,408 | 152.1K | -5% | -$432.4K |
| D | 2023-01-20 | 2023-01-18 | SF | Michaud Thomas B. | SVP | M - OptEx | $0.00 | -19.3K | 36.0K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | M | A | 19,304 | $0.00 | 159,529 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-18 | F | D | 7,408 | $58.37 | 152,121 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2023-01-18 | M | D | 19,304 | $0.00 | 36,015 | D | $0.00 · — to — | 19,304 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |