Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004292 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-20 | 2023-01-18 | SF | REICHERT CHRISTOPHER K | CEO of Stifel Bank, Trust | F - Tax | $58.37 | -1,995 | 57.1K | -3% | -$116.4K |
| DI | 2023-01-20 | 2023-01-18 | SF | REICHERT CHRISTOPHER K | CEO of Stifel Bank, Trust | M - OptEx | $0.00 | +6,405 | 59.1K | +12% | $0 |
| D | 2023-01-20 | 2023-01-18 | SF | REICHERT CHRISTOPHER K | CEO of Stifel Bank, Trust | M - OptEx | $0.00 | -6,405 | 14.9K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | F | D | 1,995 | $58.37 | 57,131 | I by Trust | — | — | |
| 2 | Common | Common Stock | 2023-01-18 | M | A | 6,405 | $0.00 | 59,126 | I by Trust | — | — | |
| 3 | Derivative | Phantom Stock Units | 2023-01-18 | M | D | 6,405 | $0.00 | 14,924 | D | $0.00 · — to — | 6,405 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |