Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001209191-23-004296 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-20 | 2023-01-18 | SF | ZEMLYAK JAMES M | Co-Pres | F - Tax | $58.37 | -5,288 | 1.21M | -0.4% | -$308.7K |
| D | 2023-01-20 | 2023-01-18 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | +17.4K | 1.22M | +1% | $0 |
| D | 2023-01-20 | 2023-01-18 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | -17.4K | 40.5K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | F | D | 5,288 | $58.37 | 1,214,018 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-18 | M | A | 17,443 | $0.00 | 1,219,306 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2023-01-18 | M | D | 17,443 | $0.00 | 40,473 | D | $0.00 · — to — | 17,443 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |