Form 4 for HOMB HOME BANCSHARES INC
Accepted 2023-01-24 00:00:00 ET · period of report 2023-01-20 · accession 0001209191-23-004513 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-24 | 2022-10-21 | HOMB | Engelkes Jack | Dir | G - Gift | $0.00 | -33.0K | 0 | -100% | $0 |
| D | 2023-01-24 | 2023-01-20 | HOMB | Engelkes Jack | Dir | A - Grant | $0.00 | +3,000 | 7,000 | +75% | $0 |
| D | 2023-01-24 | 2023-01-23 | HOMB | Engelkes Jack | Dir | M - OptEx | $17.12 | +5,000 | 209.3K | +2% | +$85.6K |
| DM | 2023-01-24 | 2022-10-21+ | HOMB | Engelkes Jack | Dir | G - Gift | $0.00 | +20.8K | 211.6K | +11% | $0 |
| D | 2023-01-24 | 2023-01-23 | HOMB | Engelkes Jack | Dir | M - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-21 | G | D | 32,960.82 | $0.00 | 0 | I Custodian for children | — | — | (F1) Includes 241.427 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing. |
| 2 | Common | Common Stock - Restricted Stock | 2023-01-20 | A | A | 3,000 | $0.00 | 7,000 | D | — | — | (F5) Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date. (F6) Restricted Stock granted on January 22, 2021 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date (F7) Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date. (F4) Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date. (F2) The reporting person had 2,000 shares of restricted stock vest since the last filing. |
| 3 | Common | Common Stock | 2023-01-23 | M | A | 5,000 | $17.12 | 209,324.76 | D | — | — | (F3) Includes 2,880.1477 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing. (F2) The reporting person had 2,000 shares of restricted stock vest since the last filing. |
| 4 | Common | Common Stock | 2022-12-30 | G | D | 12,000 | $0.00 | 199,444.61 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-05 | G | D | 150 | $0.00 | 211,444.61 | D | — | — | |
| 6 | Common | Common Stock | 2022-10-21 | G | A | 32,960.82 | $0.00 | 211,594.61 | D | — | — | |
| 7 | Derivative | Stock Option | 2023-01-23 | M | D | 5,000 | $0.00 | 0 | D | $17.12 · — to 2025-04-15 | 5,000 Common Stock | (F10) The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016. |