Form 4 for VCTR Victory Capital Holdings, Inc.
Accepted 2023-01-24 00:00:00 ET · period of report 2023-01-20 · accession 0001209191-23-004745 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-24 | 2023-01-20 | VCTR | Cliff Kelly Stevenson | Pres, Investment Franchises | M - OptEx | $13.52 | +40.0K | 473.0K | +9% | +$540.4K |
| D | 2023-01-24 | 2023-01-20 | VCTR | Cliff Kelly Stevenson | Pres, Investment Franchises | F - Tax | $29.51 | -29.0K | 443.9K | -6% | -$857.2K |
| D | 2023-01-24 | 2023-01-20 | VCTR | Cliff Kelly Stevenson | Pres, Investment Franchises | M - OptEx | $0.00 | -40.0K | 60.0K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-20 | M | A | 39,968 | $13.52 | 472,970 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-20 | F | D | 29,048 | $29.51 | 443,922 | D | — | — | (F1) Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on January 20, 2023. The net settlement price was the closing stock price on January 20, 2023. |
| 3 | Derivative | Stock Option (right to buy) | 2023-01-20 | M | D | 39,968 | $0.00 | 59,952 | D | $13.52 · — to 2027-03-10 | 39,968 Common Stock | (F2) As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 12,490 of the shares vest based on the satisfaction of certain performance criteria, 4,496 of the shares were satisfied on April 30, 2018. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the Form 3), 87,430 of the shares have vested or will vest based on the passage of time. |