Form 4 for MC Moelis & Co
Accepted 2023-01-25 00:00:00 ET · period of report 2023-01-23 · accession 0001209191-23-004879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-01-25 | 2023-01-23+ | MC | MOELIS KENNETH | COB, CEO, Dir, 10% | S - Sale | $46.03 | -14.7K | 181.1K | -7% | -$675.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-24 | S | D | 2,368 | $46.02 | 178,745 | I By Trust | — | — | (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F1) Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. (F3) The Moelis Family Trust's ownership of 178,745 shares of Class A common stock is in addition to (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |
| 2 | Common | Class A Common Stock | 2023-01-23 | S | D | 12,310 | $46.03 | 181,113 | I By Trust | — | — | (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F1) Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. (F3) The Moelis Family Trust's ownership of 178,745 shares of Class A common stock is in addition to (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |