Form 4 for MBC MasterBrand, Inc.
Accepted 2023-01-25 00:00:00 ET · period of report 2023-01-23 · accession 0001209191-23-004954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-01-25 | 2023-01-23 | MBC | GOLDMAN SACHS GROUP INC | 10% | S - Sale | $8.60 | -1,362 | 15.78M | -0.0% | -$11.7K |
| DMI | 2023-01-25 | 2023-01-23 | MBC | GOLDMAN SACHS GROUP INC | 10% | P - Purchase | $8.51 | +1,481 | 15.78M | +0.0% | +$12.6K |
| DMI | 2023-01-25 | 2023-01-23 | MBC | GOLDMAN SACHS GROUP INC | 10% | P - Purchase | — | +15.1K | 61.2K | +33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-23 | S | D | 6 | $8.54 | 15,778,994 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 2 | Common | Common Stock | 2023-01-23 | S | D | 477 | $8.61 | 15,779,000 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 3 | Common | Common Stock | 2023-01-23 | P | A | 94 | $8.54 | 15,779,477 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 4 | Common | Common Stock | 2023-01-23 | S | D | 35 | $8.58 | 15,778,589 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 5 | Common | Common Stock | 2023-01-23 | S | D | 23 | $8.55 | 15,778,624 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 6 | Common | Common Stock | 2023-01-23 | S | D | 6 | $8.54 | 15,778,583 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 7 | Common | Common Stock | 2023-01-23 | P | A | 24 | $8.57 | 15,778,607 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 8 | Common | Common Stock | 2023-01-23 | P | A | 463 | $8.41 | 15,779,383 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 9 | Common | Common Stock | 2023-01-23 | S | D | 587 | $8.59 | 15,778,920 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 10 | Common | Common Stock | 2023-01-23 | S | D | 228 | $8.59 | 15,778,766 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 11 | Common | Common Stock | 2023-01-23 | P | A | 300 | $8.54 | 15,779,507 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 12 | Common | Common Stock | 2023-01-23 | P | A | 500 | $8.58 | 15,779,207 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 13 | Common | Common Stock | 2023-01-23 | P | A | 100 | $8.54 | 15,778,707 | I See Footnotes | — | — | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 14 | Derivative | Equity Swap | 2023-01-23 | P | A | 8,029 | — | 8,029 | I See Footnote | — · — to 2023-01-24 | 8,029 Common Stock | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F5) Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on January 24, 2033, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Stock below $8.552896 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Stock above $8.552896 per share, in each case, based on a notional amount of 8,029 shares of Common Stock. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |
| 15 | Derivative | Equity Swap | 2023-01-23 | P | A | 7,120 | — | 61,158 | I See Footnote | — · — to 2033-01-17 | 7,120 Common Stock | (F1) The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer. (F4) Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on January 17, 2033, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Stock below $8.552896 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Stock above $8.552896 per share, in each case, based on a notional amount of 7,120 shares of Common Stock. (F2) This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock. (F3) GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership. |