Form 4 for GS Goldman Sachs
Accepted 2023-01-26 00:00:00 ET · period of report 2023-01-24 · accession 0001209191-23-005059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-26 | 2023-01-24 | GS | Ruemmler Kathryn H. | CLO, GC | F - Tax | $349.14 | -10.6K | 11.6K | -48% | -$3.71M |
| D | 2023-01-26 | 2023-01-24 | GS | Ruemmler Kathryn H. | CLO, GC | M - OptEx | — | +20.1K | 22.2K | +926% | — |
| D | 2023-01-26 | 2023-01-24 | GS | Ruemmler Kathryn H. | CLO, GC | M - OptEx | — | -20.1K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-01-24 | F | D | 10,630 | $349.14 | 11,611 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-01-24 | M | A | 20,074 | — | 22,241 | D | — | — | (F1) On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. |
| 3 | Derivative | Restricted Stock Units | 2023-01-24 | M | D | 20,074 | — | 0 | D | — · — to — | 20,074 Common Stock, par value $0.01 per share | (F1) On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. |