Form 4 for AA Alcoa Corp
Accepted 2023-01-27 00:00:00 ET · period of report 2023-01-25 · accession 0001209191-23-005238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-27 | 2023-01-25 | AA | Harvey Roy Christopher | Pres, CEO, Dir | A - Grant | $0.00 | +588.2K | 679.5K | +644% | $0 |
| 2023-01-27 | 2023-01-25 | AA | Harvey Roy Christopher | Pres, CEO, Dir | F - Tax | $52.19 | -226.2K | 980.1K | -19% | -$11.80M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-01-25 | A | A | 526,853 | $0.00 | 1,206,324 | D | — | — | (F2) Earned performance restricted stock units (PRSUs) granted in 2020. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-01-25 | F | D | 226,184 | $52.19 | 980,140 | D | — | — | (F3) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-01-25 | A | A | 61,320 | $0.00 | 679,471 | D | — | — | (F1) Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. |