Form 4 for GNLX GENELUX Corp
Accepted 2023-01-30 00:00:00 ET · period of report 2023-01-30 · accession 0001209191-23-005480 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-01-30 | 2023-01-30 | GNLX | Szalay Aladar | 10% | C - Cnv Deriv | — | +1.00M | 2.26M | +79% | — |
| DMI | 2023-01-30 | 2023-01-30 | GNLX | Szalay Aladar | 10% | C - Cnv Deriv | — | -3.00M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-30 | C | A | 500,000 | — | 550,000 | I By Trust | — | — | (F1) Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. (F3) Shares held by The Szalay Children's Trust. |
| 2 | Common | Common Stock | 2023-01-30 | C | A | 500,000 | — | 2,258,760 | I By Trust | — | — | (F1) Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. (F2) Shares held by The Szalay 2009 Irrevocable Trust. |
| 3 | Derivative | Series A Preferred Stock | 2023-01-30 | C | D | 1,500,000 | — | 0 | I By Trust | — · — to — | 500,000 Common Stock | (F1) Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. (F2) Shares held by The Szalay 2009 Irrevocable Trust. |
| 4 | Derivative | Series A Preferred Stock | 2023-01-30 | C | D | 1,500,000 | — | 0 | I By Trust | — · — to — | 500,000 Common Stock | (F1) Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. (F3) Shares held by The Szalay Children's Trust. |