Form 4 for TFIN Triumph Financial, Inc.
Accepted 2023-01-31 00:00:00 ET · period of report 2022-12-23 · accession 0001209191-23-005719 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-31 | 2022-12-23+ | TFIN | Graft Aaron P | Pres, CEO, Dir | G - Gift | $0.00 | -3,125 | 245.0K | -1% | $0 |
| 2023-01-31 | 2023-01-30 | TFIN | Graft Aaron P | Pres, CEO, Dir | S - Sale | $54.00 | -34.0K | 211.0K | -14% | -$1.84M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-23 | G | D | 2,950 | $0.00 | 245,157 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-27 | G | D | 175 | $0.00 | 244,982 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-30 | S | D | 34,000 | $54.00 | 210,982 | D | — | — | (F2) The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. (F3) Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements. |